Emergency Communication
for Amateur Radio
- Basics -


Latest Update: 05/20/05
Release:                5.3

Rationale

The ARRL board of directors passed a resolution stating that their program for Emergency Service within Amateur Radio was a registered trade mark and that as such EVERY printed and soft copy document for the Emergency Service affiliated with them using either the acronym or phrase MUST have the "R" in a circle (indicating registered trade mark) included. Further, they also claim ownership of EVERY document that has that RTM indication.

I decline the opportunity to update over one hundred web pages to come into compliance with their directions. Further I decline to have documentation that I developed, without compensation, become the property of the ARRL if I use either their acronym or phrase. Therefore, ALL references in this document to any organization or group that provides communication services using Amateur Radio will be known as ECom. This will include the RACES organization but will note when there is a difference in who the individual operator will report to. For example, in some situations the operator will need to notify his/her Emergency Coordinator (EC) whereas the RACES operator will report to their RACES Officer (RO).    -    W0IPL

This material may be copied and freely distributed - as long as no money is derived from its use! If you make money from any of this, send me half.    -    W0IPL

Enough of the crap. Now for some information.

Introduction

ECom Release 5.3 is the next step in the evolution of Emergency Communication (ECom) material.

The first segment is orientation, to supply the student with appropriate background information in such items as: terminology, service, attitude, RACES, Served Agencies, and personal preparation.

The second segment includes: safety, basics of communication, nets, traffic handling, personal equipment, modes of operation, call-out process and debriefing.

The third segment is an overview of the Incident Command System (ICS).


Table of Contents


Orientation


Terms and Definitions


Service, it's what we do

ECom is an opportunity to provide the public service community with trained Amateur Radio operators who will have a consistent level of expertise in Emergency Communication. It is evident that there are areas in the U.S. that have few opportunities to train operators in disaster communication, while other areas have far more than any would wish. This program will provide consistency in technical training where ever the person lives.

The goal of this document is to provide consistently knowledgeable communication people who have a very positive, service oriented attitude. Unfortunately, there are persons in the Amateur Radio community that believe we are there because we have a "right" to participate. The opposite is actually true. We are welcomed by the public service community only to serve their communication needs. We are there only at their pleasure and to provide a service. In fact, our very existence is only to provide for their needs.

We provide the public service community supplemental communication when their systems are overloaded.
We:

The first item you will need to remember in communications for a served agency is do not speculate. Let me repeat, do not speculate on anything relating to an emergency. There may be hundreds of people listening to what you say (amateur operators, Media and Public - via scanners) and any incorrect information could cause panic. If your served agency tells you they want an estimate, you may provide that information, so long at you make it very clear in the message that it is an estimate. For example - "Estimated number of spare shovels at fire base three is twelve." would be acceptable.


Record Keeping

Before we go further into the ECom material it is helpful to understand record keeping. While most people find record keeping distasteful it does serve a necessary purpose during events and is essential during incidents. If a served agency person comes over and asks when thus-and-such was handled, how will you answer? When you keep accurate logs of everything your location does the answer is easy. Look in your log and give them the information they requested. But, you say, what if it is not in my log? Easy, call the location that has the correct log and get the required information.

The following set of forms are suggestions for a starting point with information collection. If your group has their own forms, use them! These are for areas that have not developed their own and are a starting point only. Each served agency has unique requirements. Build your own forms to handle your served agency(ies) needs.

If your group does not have any predisposition toward one form or another, the preference would be to use ICS forms. The reasoning is simple, if you use ICS forms then any interaction with your served agency is in/on a form that they are familiar with. This saves confusion and expedites communication.

If your group uses, or is thinking of using ICS forms you can go to Google on the internet and search for "ICS Forms" (with the quotes) to get links to a large number of sources for the ICS forms you may need.


Attitude

A person having just completed basic training as a fire fighter is not going to be expected by the public, his peers, or his superiors to be as well suited to all aspects of the job as one who has undergone additional training above the basic level. Field experience added to on-going training are what make a good firefighter. Why then is it that many of the Amateur Radio fraternity feel that having an operator's license automatically makes them an asset to public safety communications? Unfortunately, this attitude is held by many amateurs and is an example of something in need of change. A driving license grants one the privilege of driving upon the public streets and highways. It does not entitle the person to drive a heavy truck for hire. It is the requirement of on-going training and experience that produces a qualified operator.

Nothing in the course of study from Technician to Extra Class Amateur License, makes anyone an emergency communications expert, or even an asset to the public safety. Unless a person is willing to undertake on-going training and thus gain experience, and to subject himself to accepted standards of conduct and discipline, the license serves only as minim requirement for operation. In matters of emergency communications, this means you are expected to know far more than just how to hook up and use a radio transmitter and antenna. You must also know how to communicate using the minimum number of words, operate in a directed net - without slowing the net yet without being in a hurry, something of how to conduct yourself concerning sensitive communications, dealing with the press, your limitations as well as your assets. If you expect to be dumped into the middle of a forest fire to provide emergency communications to professional and volunteer fire crews, then you need to know at least the basics of fire fighting, how it relates to your own safety, that of the public at large, and the other members of the team. In short, you may think you are the best communicator in the world, but if you expect to be placed in the thick of it, you might want to know which way the wind is blowing!

Before you begin the technical material involved in learning about Emergency Communication (ECom) it is imperative that you understand your knowledge in ECom is not actually as important as your attitude, during emergencies. Yes, technical ability will enable you to do a far better job of communicating. But your attitude will determine the success of the overall Amateur Radio effort. The person who brings a "know it all" or "Cowboy" attitude will only hamper relations with served agencies.

The people you will be serving - remember that word - are professionals that have seen far too many people more interested in impressing someone than in getting the job done. You will actually impress them far more by being as quiet as you can and doing your job well. Results, without interference of served agency people, will cement relations with your served agency. Our served agencies also respond well when we take a positive attitude and relate what we can do rather than what we can't do.

Please keep in mind that Amateur Radio is a hobby.   However,   ECom is a commitment! Simply stated, ECom requires an explicit mental commitment to help others. Please read that again. A commitment to help others. To be effective in ECom you will be required to expend significant effort and time in training and practice. Many say "I did that before, so I don't need to practice." This is not true. It will take time, a lot of time, if you are to be successful. If you are willing to spend that time, WELCOME!

Hams are patriotic, independent people and they are volunteers. The attitude among a few hams is that 'Volunteers don't have to take orders.' That's absolutely correct. We don't have to take orders. But if you are not ready to follow instructions, you may want to do something outside of ECom!

Do not adjust, play with or fiddle with any piece of equipment in use for an incident, during that incident, unless it is malfunctioning. Remember, an incident scene is not about radios and being a Ham, it IS about the incident and YOU will either be part of the solution or you become part of the problem.


ECom / RACES

Dual Membership and its advantages
Unlike what they started teaching you in grade school, "your" group is not "better" than any other group or organization simply because it exists. That concept was presented to you to foster competition and competition for competition's sake between ECom groups can easily become detrimental to what we are there to do. Each organization has specific advantages and disadvantages depending on the circumstances. To be most effective as an ECom operator you need to be registered with all of the active ECom organizations in your area. This allows you to be effective in those circumstances that will hinder one or the other organization (more detail to follow).

RACES originated as a Federal Government program designed to use Amateur Radio operators and equipment scattered throughout the community as a ready resource in the event of War. It has now expanded to include many types of incidents including Floods, Fires and other types of natural disasters as well as terror incidents.

RACES is comprised of two parts:

  1. Specially designated FCC-licensed RACES stations and
  2. Amateur Radio operators registered with civil defense organizations as a pool of community volunteers authorized to operate in the RACES service upon a declaration of an emergency by civil defense authorities.

Amateur Radio operators are encouraged to register with their civil defense organization to be available to operate under FCC Part 97.407 in the event the President invoked an emergency under the War Emergency Powers of 1934. However, RACES operators may also respond to emergencies declared by civil defense authorities.

During RACES operations in wartime, only RACES stations may communicate with other RACES stations. RACES stations or Amateur Radio operators enrolled in civil defense organizations cannot begin RACES operations until specifically authorized by the civil defense organization for the area served. As such, RACES Amateur Radio operators cannot begin conducting advisory and preparatory nets before an activation, nor can they continue relief operations after official civil defense authorization/operations has concluded.

Non RACES ECom operators can respond to situations that may not draw the attention of civil defense organizations. For example, if a local hospital's PBX phone system fails, ECom operators can respond and provide essential radio communications within the hospital complex. Even using employees with cellular and wireless telephones, wireless phone service would be overwhelmed with the volume of required calls. Amateurs stationed at key locations within the hospital could assist staff in dispatching and routing of personnel. A hospital's phone system problem would not warrant intervention by civil defense authorities nor the activation of RACES as it does not directly involve government services or affect overall community welfare.

During these times, Amateur Radio operators organized under ECom can operate and serve as trained individuals to effect emergency communications. ECom operators can initiate nets and operations ahead of formal RACES activations and can continue to operate providing relief, health and welfare communications after the formal RACES operations concludes.

In summary, RACES may not be activated to respond to every emergency situation. Similarly, ECom operators will not be allowed to operate in RACES nets activated by the OEM, unless registered with the Office of Emergency Management as RACES. In many instances, identification issued by civil defense authorities may be required to access areas affected by the emergency. It is therefore prudent to enroll and serve with both programs to retain the flexibility to fully respond as the situation evolves.

Amateurs are encouraged to register with more than one organization. For example, a person can sign up in ECom, RACES and SKYWARN without much difficulty or overlap. A person should declare his/her primary served agency -- the one which he/she will develop and respond to in the event of an emergency. However, during times of non-emergency, they would be able to assist a peer organization in the development of their program, education and training efforts and special events. If during a given emergency the primary served agency is not activated, the individual is free to report to any agency needing assistance.

Who is in charge?
This must be decided via MOUs and agreed upon amongst the leadership BEFORE an emergency develops. SOP calls for each organization to maintain a roster, noting which persons are signed up on a primary basis to work with that group. The choice of the primary served agency is up to the individual operator, as he/she is in the best position to determine his/her availability given his/her work, home and family situation. The ideal situation is where every operator is a member of both groups. This provides maximum flexibility and assures full coverage as the situation changes.

Procedure calls for each agency to determine which frequency(ies) they will monitor for calls, and notify other agencies and nets which frequencies are being monitored for this incident. Frequencies for net operations should be coordinated on an area basis amongst the leadership and worked out ahead of time. The leadership must keep in mind that no situation is perfect during an emergency and variations in the arrangements are expected as adjustments are made due to the situation, the condition of equipment, propagation, operators and agencies involved.

REMEMBER an emergency is about providing SERVICE, not about which organization is in charge or who will get credit!.

Overall objectives, priorities and decisions to be made by the ICS command team. The IC should be clearly identified and changes in lead commanders should be noted and communicated as the situation evolves. The focus must be to align communications to anticipate and keep pace with the changes in overall emergency operations as required by the command team. Quality leadership in the communications groups recognize this and will coordinate their efforts amongst the groups to assure coverage and continuity.



Served Agencies

Keeping our served agencies happy may seem a daunting task but if we keep a few items in mind it will be far easier than most imagine. First is to be concise in our communication (see Communication Guidelines in segment two for details). That is to say, use as few words as possible to completely describe anything we need to communicate about, and no more.

Other considerations are:

We are NOT a rapid response team.

If you arrive at the scene of an emergency just as the sirens are quieting, keep your mouth shut and get out of the way! We do not provide first aid, transport victims, provide traffic control or any other function normally provided by public service agencies. We DO provide communication when public service systems are overloaded.

As a group we will, in many cases, do more than "just" communicate. You as an ECom operator are free to do any work for the served agency that they request of you, as long as you are comfortable doing that work AND it does not hinder your ability to communicate.

Emergency communications involves both amateurs and non-amateurs alike. Emergency communicators must have the equipment, skill and knowledge to improvise additional communications capacity in very short order. In all of this, leadership, teamwork and initiative are key factors to success!


We do NOT run the event

When you are working any event please understand that you are there to help the served agency with a communications shortfall. This, in and of itself, is embarrassing to some agencies. If you keep that fact in mind, you can eliminate confusion and problems by acknowledging that the served agency runs the event. Not just by your words, but by your actions.

The largest problem that Amateur Radio has is operators that go into an event and try to take over. Cowboy and "wanna-be" behavior WILL discourage the served agency from ever using Amateur Radio services again. In some cases it has resulted in the Amateur Radio operator involved being arrested and removed from the scene.

During an event do your best to maintain a courteous, professional image. You may be working with several agencies including police, fire, first aid squads, National Guard, etc. Extend every possible courtesy to members of these groups. Make sure they know who you are, and what your communications capabilities are. You must remember our primary mission is to communicate, not to provide other public safety support.

Most if not all Public Service agencies use some form of the Incident Command System (ICS) as the model for operations during an emergency. You will help your served agency and your ECom group if you understand how the Incident Command System works.


Who talks to the Media (press)?

Dealing with the media/public: During an emergency do NOT make any statement(s) to the media/public about the emergency! The Public Information Officer (PIO) for the agency being served will make ALL statements. You can discuss non detailed information about Amateur Radio if you have time and they ask. Do NOT include mode, frequency or traffic-volume information, and above all, NEVER RELATE INJURY, FATALITY OR DAMAGE information to the media without explicit instructions from the primary served agency!


Served Agency Communication Systems

Each served agency will have its own - unique - communication system. It is in the best interests of both served agency(ies) and ECom group to discuss and understand what your local served agency uses. While you discuss the communications they use, ask what - if any - requirements they may have for Amateur Radio operators to operate the served agency system and what unique knowledge these operators will need.


Basic Training and Simulations

Education and training is what supplies the knowledge to help you build confidence in your ability to execute the required steps in the shortest amount of time and with the minimum amount of wasted motion. Hesitancy and indecisiveness will quickly tire you, as you are expending more mental energy than required, which will soon dull your senses. Thus, you educate yourself and train before the skills are needed. Education and training helps you function as part of the team.

Emergency communicators are part of an adaptive team that can rely on and support one another. All members must function as a cohesive unit. Individuals may possess great operating skills but will perform inadequately if they cannot work as part of a team.

What you need to do

Find an organization active in developing emergency communicators. Find an ECom, RACES or similar program in your community. You may ask at your local Amateur Radio club meeting if you do not know of any organization in your area.

Contact your local ECom group and volunteer. You can be of help to these organizations by training in the disciplines needed for appropriate communication. Training in Emergency Communications BEFORE you are needed will help you develop the skills necessary to be an effective ECom communicator.


Practical Experience

One key to the success of emergency communications is the amount of education, training and preparedness prior to the event. By learning, practicing and evaluating prior to the emergency, the overall level of proficiency is raised. During activation and operation the time to develop one's skills and knowledge is limited or non-existent, yet this is the time when having that knowledge and experience makes the most difference. Practicing emergency communications is best approached as a team effort scheduled on evenings or weekends and not during an actual emergency. There are a number of ways to develop knowledge and to practice. The best way is to learn from the experiences of other emergency communicators, taking the best techniques and avoiding pitfalls that abound in any setting.

When you go out on a real emergency there are several things you need to understand.

  1. Expect confusion. When we respond to a field assignment, our served agencies are getting their response organized and are often being pulled in a number of directions. Expect that some people won't know why you're there, what it is that you are supposed to do, and whom you're doing it for.

  2. Be flexible. Because of the confusion, we must always remain flexible and convey to those we are serving that we are here to help. Our AECs attempt to have location directions and contact names for each field assignment before our ECom member goes mobile, but this isn't always possible. Sometimes our function is clearly defined and understood, other times it isn't. Remaining flexible reduces your stress level and proves to our served agencies that you are a team player.

  3. Know your audience. We contrast arriving to a field assignment as either Rambo or an attorney. Neither is good. Don't overdress nor look sloppy, try to look the part that's required. Outfit yourself as is appropriate for the situation. For example, don't arrive to assist the base camp of a wildfire in short pants and a tank top, you might be asked to leave because your clothing choices could put you in danger. Stop for a moment, consider your assignment and who you will be assisting, and make appropriate clothing and appearance choices. Don't arrive like you just crawled out from beneath a rock, always look clean and well kept.

  4. Be aware of your first impressions. Some of us are shy, some are outgoing. Some are demure, others are outspoken. Know how others perceive you and adjust your character as needed for the situation. If you are a shy and quite individual, know that you might have to be bold to find the official or area you have been assigned to assist. If you are typically loud and outspoken, look around you, you might need to tone it down. If you are assigned to a Police/Fire dispatch center, loud talking and bold action are not going to be appreciated by the dispatchers who are assisting citizens with emergency needs.

Simulations and how they help

Skill is needed for handling multiple concurrent activities that can arise during emergencies. The very nature of responding to an emergency affords very little in the way of on-the-spot education and training. Hence it is vital that the education, training and practice occur ahead of time. Coping with equipment problems, people requesting attention and a response, listening for a station with a weak and distorted signal, all while trying to absorb the situation and direct a team effort on and off the air are real-life situations that can occur. Fortunately, there are ways to learn and practice in a broader setting that are enjoyable. Simulations, exercises and practice nets are proven ways to bring together these elements in a non-threatening and fun environment, developing the composure and skills, provide analysis and feedback and gain new confidence to rise above any situation.

Amateur Radio operators are always in search of new knowledge, equipment and operating opportunities. The learning and training sessions leading up to the simulations and exercises are excellent ways for specialists to introduce the rest of the team to new modes or techniques. There are a number of things you can arrange to try out and practice before the exercise, then test the team's proficiency during the event. Try alternate frequency and communications modes, such as simplex (non-repeater) operations, SSB where FM modes are prevalent, Near-Vertical Incident Skywave ( NVIS ) for local HF coverage, satellite for reliable long-haul coverage, packet, and digital modes for passing message text.

Simulations offer a safe environment for being an NCS or liaison/relay station. Operators are trying out their skill and just as in practicing for team sports, an occasional procedural error or two offers an avenue for review, learning and improvement. Practice removes the fear, uncertainty and anxiety of doing something you have not done before. Just that calming effect you feel afterwards with that sense of accomplishment is worth the experience.

The National Traffic System is an excellent vehicle for practice at relaying large volumes of messages in a timely and coordinated fashion. NTS stations practice originating, relaying and delivering messages (collectively called traffic) quickly and efficiently. The skills honed with NTS experience removes the hesitation and mishandling that can happen when faced with having to pass traffic.

In summary, training activities and community service participation allow you to try new methods for all communication activities in a non threatening environment with the added advantage of having fun while you work at them.


Hints to help during an emergency


ECom - Mutual Aid

During severe emergencies, ECom personnel can be called in from other parts of the state and country. The situation is elevated from EC to the DEC, SEC and ARRL HQ. Often, the emergency will be carried on national news, and other available amateurs in the region and across the country would ready themselves for deployment and identify themselves to ARRL HQ. In this exchange of information, the request for more emergency communicators is also handled. The emergency communicators are dispatched, and informed who to contact when they arrive in the affected area.


Personal Preparation

In preparing ourselves to assist our served agencies in times of emergency, many people take a somewhat myopic view of that preparation. We look toward the equipment and some training. There is one other consideration we must make. Are we physically ready? For a lot of us, the equipment is a major contributor in the fun of Amateur Radio. To those that are not as technical as we would like to be, it is still a lot of fun to get new equipment (a.k.a. toys) and learn to use it properly. Equipment is but one third of the equation. Training ourselves, not just to be able to operate the equipment, but to handle messages expeditiously and with minimal impact to our surroundings is also a challenge. ECom material helps a bit there.

The item that many overlook is the physical conditioning that we really need to be able to handle the stress of emergency operations. Does that mean or imply that each of us must be ready to run a marathon? Hardly. There are a few simple guidelines we need to follow to be better prepared to physically support ECom operation.

  1. Eat properly - this means eat the foods that will help keep us healthy.
    • Minimum "junk" food. The "Mickey D" three basic food groups of sugar, salt and grease do not help our health.
    • Appropriate amounts of protein, vegetables and complex carbohydrates, which vary with the individual.
    • Drink a LOT of water. Most of us forget that the recommended minimum amount of water is 6oz. every hour (not coffee, not soda pop, etc). Very few people consume that much.
    • Moderate amount of alcohol (or none, if you prefer and absolutely none if you are about to work).
  2. Get enough rest, Regularly! - Some people think that four hours of sleep will suffice. Most of us do better with six minimum and the really intelligent understand that seven and one half to eight is better yet. The second half of that equation is regularly . That means virtually every night. The occasional night with minimum sleep is not a problem, as long as it is occasional.
  3. Exercise - Get regular exercise, appropriate in duration and type. Appropriate for someone twenty-five is probably not correct for some one sixty. A good source of reasonable exercise for all of us is to walk for at least thirty minutes each day.

Many will whine that there is "not enough time." If you are planning on being dead in six months, I agree. Go for it. For the rest of us, take the time. Plan on a slow, steady, evolutionary change in how you make yourself ready to support the life style you have chosen. If you are physically active, properly rested and have eaten properly, you are far better prepared for the stress of emergency operation.


Public Service Communication


Safety!

The following are your priorities - in this order - when it comes to safety.

  1. You
    I think each of us has heard the saying something to the effect - watch out for number one, or no one else will. Be it a training exercise or an actual emergency your safety is up to you. It is your primary concern. If at any time you are asked to handle an assignment that, for any reason, you are uncomfortable with, decline it. If your concern is with safety, please let your group leader know why you declined.
  2. Your Team
    Your second priority is the safety of your team. There can easily be assignments, such as ATV, where the person with the camera will be very engrossed with insuring the picture is the best possible and may not notice unsafe conditions. You as the second person there will then need to be very careful about the safety of your team.
  3. Your Mission
    Your mission becomes important only after your safety and the safety of your team. During that mission if the safety of anyone becomes an issue, speak up and if necessary leave.

The standing rule in fires is to always have two exits and should one of them become unavailable, use the one you have - IMMEDIATELY. If necessary, leave your equipment. Equipment can be replaced, people can't.

Workmen's Compensation Insurance

During the briefing for the event you are about to go out on there should be mention about workmen's compensation insurance. If it is not mentioned, ask! Not every served agency will be able provide you with workmen's compensation insurance. If yours does not, feel free to decline the assignment if the lack of insurance bothers you. If you are willing to participate without workmen's compensation insurance that's fine but you must know in advance of going out, so you can make an informed decision.

Safety - Summary

Remember, an incident scene is not about radios and being a Ham, it's about the incident and YOU will either be part of the solution or you will become part of the problem. Keep your eyes open and do your best to anticipate unsafe conditions before they happen.

Communication Guidelines

Let's face it, there are hundreds of people that can talk the ears off of a brass monkey and when they finally finish you ask yourself "what did they actually say?" Many operators think of ECom as a simple extension of the "talk time" in the hobby. This is not true. ECom continually needs more trained operators that are willing to learn to communicate rather than just talk. Trained operators have learned to communicate accurately, in a timely fashion, regardless of the obstacles in the event. Unlike general Amateur Radio activities, emergency operations happen in real-time. Things can not be delayed. EMcom communicators are looking for specific stations to contact NOW to pass traffic. Teamwork, not competition between stations or groups, is imperative.

Within Emergency Communication you will have TWO different levels of communication. The first is in passing traffic on behalf of a served agency. This is known as formal traffic. Under those conditions you pass traffic EXACTLY as written. You change nothing. In some instances you will not understand what the message means. That is fine. Your job is to get the message to the destination as quickly as possible, not to understand it.

When you receive a message from a served agency, read it. If there is any part you cannot read, ask for clarification before accepting the message. You can't accurately transcribe what you cannot read. When you transcribe a message from a served agency, MAKE NO CHANGES! It does not matter if you do not understand the technical meaning. It DOES matter that you pass traffic exactly as written.

The second type of communication is when YOU originate the message, it is not written and where a written response is not required. This is commonly known as informal traffic. In that situation you control what the text of the message will be. Therefore phrasing is up to you. Plan your communications at least as well as you plan what you say when you know you will be quoted. When ever reasonable, write down what you will say before you say it.

In Emergency communication it is important to say as little as possible, yet convey all of the meaning. How can we do this?

  1. Brevity and Clarity
    Each message should consist only of the information necessary to convey the meaning clearly and accurately. The standing "rule of thumb" is - if you can leave a word out without changing the meaning, leave it out. If a description of an item will not add to the understanding of the subject of the message, leave it out. Another item to remember, do NOT use contractions within your messages. Words like "don't" and "isn't" are far too easy to confuse. Add to that the stress and confusion during an emergency and they WILL create problems.

  2. Slow Down!
    Hams, in general, tend to handle communications as quickly as they can. This does NOT produce the maximum thruput during a net. While this may seem counterintuitive, it has been proven again and again that a three or four second break between transmissions will actually result in information being passed more quickly. If this seems strange to you, take the time to listen to Police, Sheriff's Office or Fire dispatch. They are able to convey large amounts of information very quickly because they maintain a slow, measured pace. In addition, the three or four second break between transmissions ensures priority and emergency traffic can gain access to the net without requiring the largest signal on that frequency.

  3. Do not editorialize
    Literally hours can be lost by people inserting their opinion on unrelated subjects. What someone thinks about a ball game or the weather is irrelevant unless weather or the ball game is the subject being discussed.

  4. Do not rationalize your actions
    The time for explanations on why you did or did not do something is during the after action debriefing. Whining about it during the event or incident only wastes time!

  5. Listen
    The first requirement for communication is the ability to listen. But, you say, I can tell someone what is required without listening. Not really. Communication is the - two way - exchange of thoughts, ideas or information. Two way. That requires listening. An olde timer once said "A ham has two ears and one mouth, so he should listen twice as much as he talks." But always remember, communication will be acknowledged.

  6. Plain Language
    Refrain from using technical slang (jargon) in your messages. Not everyone understands those terms and it could easily cause misunderstanding. Remember, "Q" signals are for CW and "10 Codes" are for 11 meters.

  7. Standard ITU Phonetics
    While it may take less effort to speak into a microphone and listen than to operate CW, it does take some care to quickly and accurately convey exact information. Speak distinctly at all times. If information is to be written, pace your speech accordingly. For critical information, or under noisy conditions, spell words with standard ITU phonetics. ITU phonetics were chosen so that each word sounds completely different from all others. They are:

        A - Alfa (AL-fa) B - Bravo (BRAH-voh)
        C - Charlie (CHAR-lee) D - Delta (DELL-tah)
        E - Echo (ECK-oh) F - Foxtrot (FOKS-trot)
        G - Golf (GOLF) H - Hotel (HOH-tell)
        I - India (IN-dee-ah) J - Juliett (JU-lee-ett)
        K - Kilo (KEY-loh) L - Lima (LEE-mah)
        M - Mike (MIKE) N - November (no-VEM-ber)
        O - Oscar (OSS-cahr) P - Papa (PAH-PAH)
        Q - Quebec (kay-BECK) R - Romeo (ROW-me-oh)
        S - Sierra (SEE-air-rah) T - Tango (TANG-go)
        U - Uniform (YOU-ni-form) V - Victor (VIK-tor)
        W - Whiskey (WISS-key) X - X-ray (ECKS-ray)
        Y - Yankee (YANG-key) Z - Zulu (ZOO-loo)

  8. Numbers
    are pronounced as individuals. The number 60 is pronounced six zero, not sixty. The number 509 is pronounced five zero nine, not five hundred nine and NOT five oh nine.

  9. Formal written traffic
    Insure you have asked all questions necessary to have obtained the following:
    1. Who is requesting what and from whom?
      1. What is the requesters full name/title/agency & location?
      2. What is the recipients full name/title/agency & location?
    2. What are they requesting and how many do they want/need?
      1. Is it a list or single item?
        1. If it's a list, do all items come from the same place?
          1. If multiple sources then multiple messages.
      2. Is the subject the transportation of an item, or the acquisition of that item, or both?
    3. Where will it come from (not always the same as the location of the person receiving the request)?
    4. Where will it go to (not always the same as the location of the person requesting the item(s))?
    5. When is it needed?
      1. Time/date as applicable

Nets


Net Participant Guide


Roles in a net


ICS Duties for ECom

The following instructions apply to all ECom operators!
Everyone MUST ensure that all assignments, delegation and hand-overs are done with explicit statement of intent and explicit statement of acceptance. The most likely problems will occur when duties are assigned/accepted implicitly. If ALL assignment, delegation, handovers, acceptance etc. are explicit, the potential mis-understandings are minimized or eliminated.

A good technique to ensure understanding is to repeat what you understand the order or instruction to be. This will expose errors before they can become a problem.

Event Check List

The following are YOUR responsibilities for every emergency and many exercise events. Remember that during an emergency you will either be part of the solution, or you will become part of the problem.
  1. Before you leave your house, you should:
    1. Review your assignment to ensure you understand what is expected of you for this specific assignment.
      • Incident type, name and designation
      • Incident check in location
      • Reporting time
      • Anticipated length of stay
      • Travel instructions
    2. Update your "go-bag" with needed items not normally stored there
    3. Prepare clothing and food, sufficient to handle the anticipated length of stay at your assignment.
    4. Review communication procedures as necessary
    5. Ensure that your family knows how to contact you while you are at the assignment.
    6. Review transportation requirements - to and from the assignment

  2. On departure from your house, check in with the staffing net to let them know you are in route to your assignment.

  3. On arrival:
    1. Check in at the staging area so the served agency records reflect your help.
    2. Determine where/when the event briefing will be (ASK!)
    3. Notify the staffing net that you are going to the operations frequency.
    4. Check in with operations NCS to let them know you are available.

  4. Perform the duties assigned in a manner consistent with good safety procedures and good Ham techniques.
    This will include:
    • Monitor work progress.
    • Provide your supervisor with appropriate status updates and notification of any problems that may arise.
    • Keep a good log of your station activities!

  5. Once your assignment is complete AND prior to departing you need to:
    1. Complete your work assignment
    2. Brief your subordinates on demobilization
    3. Complete event paper work
    4. Brief your replacement as applicable
    5. Follow incident check out procedures. This means:
      • Check out where you checked in (if at all possible)
      • Notify Operations NCS of your departure
      • Notify the Staffing Net you are checking out from your assignment and going home.

  6. Upon arrival at your house, check out with the staffing net.

This ensures the event staff have full accounting of your safety and location while you work any event.


Message Handling

  1. Why standard formats
  2. Examples
  3. Abbreviations, Prowords, Prosigns

  4. Do not speculate
    Do not speculate on anything relating to an emergency! There may be hundreds of people listening to what you say (amateur operators, Media AND Public - via scanners) and any incorrect information could cause a panic. If your served agency INSISTS on an estimate, you may provide that information, so long at you make it - very - clear that it is an estimate. For example - "Estimated number of spare shovels at fire base three is twelve" - would be acceptable. First choice is NO speculation.

  5. Pass messages exactly as written
    Your job as a communicator is to pass traffic as quickly and accurately as possible. Therefore you will NOT change any message as you handle it. If you note an inaccurate word count in NTS traffic, you will maintain the original count and note the corrected count received at your station. This holds true for voice traffic as well. Pass traffic as received, without alteration or interpretation.

  6. Not all tactical messages will be in NTS format.
    It is important that you understand that much of the tactical information being passed during an event may not be in NTS format. It will have much of the same information, such as:
    Name, Agency and title of the originator
    Name, Agency and title of the recipient
    Date, Time and Priority of the message
    Body of the message
    but may not be in NTS format.

  7. Preamble
  8. Message Text

  9. Signature
    During an emergency the messages you handle can easily contain requests for very expensive supplies that have a very limited "shelf life" (such as blood for an aid station) or for services that will only respond to authorized requests (flight for life helicopters). As such it is imperative that you ensure the signature/authority is included in every message.

  10. Modified message form for disasters
    While NTS format messages can handle many different types of information flow, there will often be requirements for formats that are unique to an individual emergency. Use the most effective message format for the event you are working.
    Work with your EC and served agency(ies) - before - the emergency to see what format will best fulfill their information needs.
    • Many groups are now using ICS forms for compatibility with their Served Agencies.

  11. Other NTS Information

Getting the message through

To improve communications you need to improve the difference between the signal and the noise levels (signal to noise ratio) to achieve reliable communications. For our purposes here, noise is defined as any impediment to transmission or reception of information (messages). What form can this "noise" take? Some of the more common ones are:

What can you do to maximize message thruput? Here are some of the more common ways to handle impediments.


Personal Equipment

Each ECom member is expected to be prepared to respond as effectively as possible to a callout. No one is expected to ignore personal responsibilities to family or employer, nor unnecessarily risk their welfare! However, personal inconvenience or lack of preparation is insufficient reason for not supporting a callout!

How do I prepare? Put together a "go-bag" of the items suggested in the equipment list shown below. Please understand that you are not expected to stuff your entire ham shack, closet and pantry into a time capsule in preparation for an alternative life style in support of ECom. Rather that you think about the items you do not have and acquire them while there is time and no urgency. The list includes virtually everything you will need to be helpful in an ECom event. We suggest you maintain one "go-bag" with the items that you would need only during a deployment and possibly a second (or it could be just a list) of the items that, when added to the first, will provide you with the personal supplies and radio equipment to make you much more effective and comfortable during an event.

To summarize, don't wait until you are called, to assemble your "go-bag". Do it in advance at your leisure.

The items shown in UPPER CASE are the ones most likely to be needed.


Marking your Equipment

There are very few people that would knowingly relieve you of your equipment but during an emergency there is a lot of confusion. If you have each piece of your equipment marked with your name and call it will be much easier to ensure your equipment is returned to you at the completion of the event.


Connectors and Your Equipment


Knowing your Equipment

Nothing is more embarrassing during an event than to have to ask someone else to show you how to operate your own equipment. To avoid that situation you should:


Equipment Maintenance

When you maintain equipment in standby or "on the shelf" waiting for a callout the equipment may not be used for months. It's easy to overlook routine maintenance you should perform regularly. You should keep in mind:


Portable Antennas

Of all possible portable antennas, the type that will be easiest to transport, store and put up is the wire antenna. These antennas can be made in various configurations based on the frequency range to be covered. For VHF/UHF the "J-pole" antenna, made from 300 ohm TV type twin lead, will produce gain over a quarter wave yet store in a very small space. For HF the mono band or multi-band dipole will be very effective.


CW Nets

Not all nets need to use voice to pass traffic. CW nets can be used to move traffic in an efficient manner over conditions that are not favorable for voice networks. Examples are:

During such times, CW can be an effective means of passing traffic.

On-the-air speed is not an appropriate measure of effectiveness. The timely and accurate passing of messages is. Since accuracy is very important, it may be prudent to slow down the sending speed to make up for adverse conditions. The key is to send at a speed that the receiving station can pick up comfortably, and with heavy interference and poor signals, 10 WPM may be appropriate.


Digital Nets

Digital Overview

Digital Nets have been gaining interest due to their ability to send and receive information with no errors. They have advantages over Voice Nets when it comes to handling list oriented traffic, such as lists of supplies needed. It also removes any ambiguity in what is said and provides a more secure method of transmitting data, in that not just anyone with a scanner can determine what was said.

There are several digital modes, the most common being Packet, Baudot (RTTY), Amtor, and Pactor. The two most important modes for Digital Nets are Packet and Pactor.

Pactor is used on the HF bands and Packet on VHF and UHF frequencies. Both protocols offer error correction during transmission. While the speeds of both modes are slow compared to the Internet, they still offer a practical means to deliver documents, files and messages to served agencies in their original configuration. Digital Nets are conducted regularly throughout the country in your local communities and states. This is where one's skills can be developed and utilized in an actual emergency.

Digital Equipment

While there are many configurations of equipment that will handle digital communications the most common seem to be:

  1. A computer that will run Windows (or its varients). Yes a DOS machine can be made to handle traffic, but the Windows versions expedite the process.
  2. A Terminal Node Controller (TNC) that handles Packet and Pactor.
  3. A radio that will accomodate digital modes (for VHF that is almost any 2M rig).
  4. Cabling (varies with TNC and radio)
  5. Software. Most Windows machines come with HyperTerm and it will do reasdonably well. However, the WinPack software from G4IDE is very full featured and very inexpensivve.

Digital Considerations

There are many items that affect the decisions that must be made, prior to starting a digital net. These will dictate the band used and therefore the antennas required, the equipment needed and the software needed for the computers. Some of the more important are:

When distances are long, the number of stations involved is large and the traffic is heavy, point to point connections via HF can be the most effective. When the number of stations is small, the traffic volume is average to low and distances are all within VHF/UHF range, a packet cluster may be the best solution. This decision must be made by the EC in charge of the event or incident.

NOTE: The following information is much more useful to those not just begining in digital communication.

Packet Tactical Calls

A Packet Tactical Call is similar in function to the tactical call sign used on a voice net. The "tactical" designation indicates the location and/or function of that station. Descriptions used here may differ in the specific TNC parameter used as each manufacturer usually has their own subset of instructions. Packet Tactical Calls should be assigned and set up using the following guidelines.

NOTE: Cluster operation will not normally need the following but for point-to-point, this information is very important.

Identifying your Station to the Net

Other stations on the net need to know the location/purpose of your station, what tactical callsign you are using and the available functions. This is accomplished using the ID, Beacon and various Connect-Text strings.

Note: If you see a Node designation on the Beacon Text, BBS Text or Connect Text, you may use that exact designator as a very high efficiency digipeater. Please see Kantronics documentation for full details.

Message Numbering

The variety of computers you are likely to see at any Amateur Radio communications event or incident boggles the mind. As such a message numbering scheme is needed that accommodates the earliest DOS based file names to the latest Windows and Linux operating systems. Since DOS file names will easily work on Windows and Linux operating systems, but not the other way around, the DOS standard of eight character file name and three digit file extension, is strongly recommended.

All messages sent and received must be saved at least until after the post mortem associated with the event or incident. The file name should be the 2 - 5 character tactical abbreviation described above, concatenated with a three digit (no more, no less) sequential number. This is one of the reasons for the five digit limit on the tactical name described above.

The file should be saved with a file extension that indicates the data format of the file. For most messages that would be .TXT for ASCII Text files, but could be .doc for Word Perfect or MS-Word documents.

For example, if a message was the fifth message from the "EOC" as described above and the file was ASCII text, the file name would be EOC005.TXT

End point-to-point information.

Cluster Operation

Most people do not understand what a packet cluster really is. Most think that a single computer running packet cluster software is a cluster. It is not. It is in fact a packet node. A cluster is formed when two or more packet nodes, running cluster software, are interconnected via a frequency not used by either node's users. Common configurations are VHF-I/O for users and UHF-I/O for inter node communication.

When interconnected in the manner described above, any user on the cluster can send messages to any other user on the cluster, without needing to know which node that user is connected to. This DOES require coordination of the Tactical Calls used by everyone connected to the cluster.

Things to remember, on a cluster

  1. Ensure you have the CH(eck) parameter of your TNC set to zero. This keeps you from being disconnected from the cluster if there is little activity.

  2. If you receive an emergency message, real or simulated, pass the traffic by voice and confirm it by packet.

  3. Message numbering is handled by the cluster and you only need to write the message number the cluster assignes on the hard copy you entered the information from.

Things to avoid

There are few things that will evoke the SysOp's ire more quickly than to make one of the following mistakes:

  1. Use the "List" command under event or incident conditions.
    This one command does stifle communication on that frequency for the time it takes to supply you with mostly worthless information. If you have specific instruction to use this instruction then do so. Otherwise use the restrictive forms of that instruction (such as LL 3 for List-Last 3, or dir/3, etc.) to obtain only the information you need. Remember, your call will be included in every packet sent by the cluster so you will be easy to track.
  2. Use "Conference" or "Announce" functions improperly.
    This single action causes full two way interaction between the cluster and every connected user, for every entry. This is a very easy way to get into trouble very quickly. DO NOT use them without explicit instructions from your EC. Conference must not be used under event and incident conditions and Announce must be used only when explicitly directed by the EC/RO.

SSB Nets

SSB Nets are found mostly on the HF bands and are designed to meet specific communication needs. Nets can be found for most everyone's operating habits, including emergency communications. Because of the nature of HF, these nets can be international, national, regional or local in coverage. Band selection and propagation will usually dictate the net coverage and many nets are scheduled to take advantage of specific band characteristics. In addition to the HF SSB nets, there are many regional and local SSB nets on VHF that exist throughout the country that can be put to emergency use if the need arises.


FM Simplex Nets


Repeaters


Operator Skills


Emergency Callouts


Operator Stress

Emergency communications is a very challenging assignment. There's a lot of need being placed on people in a short amount of time. For this reason, stress can build upon the operators. As these demands wear down the individual's capacity for tolerance, flexibility and creativity, the person shows signs of stress. People show it as varying levels of irritability and emotional outbursts, which affects the ability to work well with others.

The best time to deal with stress is before it presents itself. Learn coping mechanisms before responding to an event. Some of those mechanisms are:

  1. Focus on teamwork, strategy and results, rather than on worry and concern.
  2. Learn tolerance and patience during times of heightened demand and activity.
  3. Understand that we are human and there are limits to our performance, both individually and corporately.
  4. Learning the impact that diet, beverages and exercise can have on relieving stress and increase the capacity for dealing with it.
  5. Learn to get rest and take breaks as necessary for you. What works for someone else may not work for you.

You may be exposed to experiences that are unique and unpleasant. A healthy person is able to withstand the emotional experience of high stress well enough until the impact of the immediate need passes, then begin processing the experience to accept the situation rather than reacting to it. Members of the team should learn to work with the stress rather than reacting to it.


ECom Debriefing

Within ECom there are many "opportunities" to experience situations that we would not normally encounter. Some of these experiences, especially during training and public service events, can be very enjoyable and rewarding. Some, such as during floods, major fires, tornados and events like September 11, 2001 in New York City are far less than enjoyable, but can still be very rewarding.

In both environments we need to debrief ourselves to accomplish several objectives. During all events we need to assess our effectiveness and determine how we can improve. This serves to help focus our training in areas that need the most work and ensures we compliment ourselves on the areas done well. During/after stressful events it is very important that we continually monitor our own stress levels and those of the people we are working with. In doing this we maximize the effectiveness of our unit and identify jobs that need people rotated out of before stress levels become critical.

To adequately handle this discussion the subject has been divided into three portions:


Tactical Debriefings

Most of us view tactical debriefing as something done as an after thought or something we do to get it out of the way. If you instead look at debriefing as a learning tool that will improve your effectiveness and that of your unit, it will serve you well. One approach to debriefing is to answer the following questions in as much detail as is reasonable:

  1. What was our mission/goal - exactly what were we there to accomplish?
  2. For the communication, did we have a clear definition of who we were to communicate with and what the likely traffic would be?
  3. Did we accomplish our mission/goal?
  4. What did we do correctly (list everything)?
  5. What did we do that was beyond expectations?
    • If nothing was beyond expectations, why not?
      • Were the expectations unreasonably high?
      • Did we not have enthusiastic participants?
      • Were we lazy?
  6. What items did not meet expectations?
    • How can we improve on those items?
  7. What specific training items do we now have a need for?
  8. Other than the training items, what else needs improvement?
  9. Were there any "surprises" and why did they surprise us?

It is very important that every ECom operator in the event have input to the debriefing. The reasons are simple. First, many times one person's comment sparks yet another thought from someone else. Second, no one can observe everything that happens, you need everyone's observations to be complete.

If you are unable to attend the formal debriefing or if the incident is multiple day and you wish to capture your input a sample online debriefing input form has been created. Contact your EC or DEC to see about implementing this process.


Emotional Debriefing

The American Red Cross has some thoughts on stress induced during disasters that are included here for your information. Police psychologists talk a lot about "critical incidents," but what exactly is one?

A critical incident is an occurrence that is one or more of the following: [a) Sudden and unexpected [b) perceived as life-threatening [c) overwhelming [d) disrupted sense of control [e) disrupted basic assumptions and beliefs [f) resulted in physical and/ or emotional loss

Physical reactions to critical incidents can include: [a) headaches [b) exhaustion [c) sleep disturbances [d) appetite disruptions [e) "nervous stomach"

Behavioral reactions to critical incidents can include: [a) hyperactivity [b) being easily startled [c) withdrawing or isolating oneself [d) periodic underactivity

Psychological reactions to critical incidents can include: [a) anger [b) self-blame [c) fear [d) anxiety [e) depression [f) over sensitivity [g) emotional numbness [h) having a heightened sense of danger [i) flashbacks [j) preoccupation with the incident [k) feeling that these emotions are "wimpy"

To minimize the effects of event related stress we need to provide emotional debriefings. These debriefings must be an organized, open discussion that takes place after a serious and emotionally taxing event. Its purpose is to provide a forum in which emergency workers can release their stress. This is not an investigation or an interrogation, nor is it a tactical debriefing. Rather, it is an open, constructive means by which emergency workers can openly express their emotions. When appropriate, trained professionals may take part. They can offer concrete suggestions for ways of overcoming the stress related to the incident.

The concept behind these debriefings is to encourage free expression of thoughts, fears, and concerns in a supportive group environment without losing status among one's peers. In fact, debriefings are much more successful and the feedback more positive when peer support personnel are more active. The debriefing process allows individuals to gain insight and reframe the event in a different perspective. As short-term initial intervention, it often aids in preventing some of the long-term cumulative effects caused by traumatic incidents.

All debriefings must be confidential and provide an opportunity for educating emergency service workers on stress responses, as well as letting those involved know that they are not alone in their thoughts and feelings.


What can I do?

Stress reduction begins with an evaluation of one's life. Taking a close look at your life and the things that you can control will help with your evaluation. Here are some ways you can reduce stress in your life:

  1. Don't make any life altering changes.
  2. Get plenty of rest.
  3. Rather than jumping out of bed and rushing to start your day, plan to get up 15 minutes earlier each morning and take time to meditate. Beginning this way provides a foundation for the rest of the day.
  4. Structure your time - keep busy.
  5. Do make as many daily decisions as possible which will give you a feeling of control over your life, i.e., if someone asks you what you want to eat - answer them even if you're not sure.
  6. At regular intervals live in the present moment. Anxiety increases when we brood about a past event or fret about a future obligation.
  7. Do things that feel good to you.
  8. Approach a stressful event with a positive attitude and it will boost your energy.
  9. You're normal and having normal reactions - don't label yourself crazy.
  10. Talk to people - talk is the most healing medicine.
  11. Help your co-workers as much as possible by sharing feelings and checking out how they are doing.
  12. Give yourself permission to feel rotten and share your feelings with others.
  13. Keep a journal; write your way through those sleepless hours.
  14. Realize those around you are also under stress.
  15. Be aware of numbing the pain with overuse of drugs or alcohol; you don't need to complicate this with a substance abuse problem.
  16. Reach out - people do care.
  17. Maintain as normal a schedule as possible.
  18. Spend time with others.
  19. Remember, you get to make mistakes in life. Strive for excellence but don't be too hard on yourself if you do not attain it every time.
  20. Give yourself some credit. Each day take a moment to give yourself a pat on the back for all the things that you do.
  21. Take the time each day to create peaceful images in your mind. During your workday, occasionally pause to imagine yourself in a tranquil setting.
  22. Eat well-balanced and regular meals (even if you don't feel like it).
  23. Change your eating environment. Get out of the office and enjoy your meal in the park. Occasionally eat by yourself in silence. Eat slowly, and enjoy yourself.
  24. Observe your breathing. When we are relaxed, our breathing is slow and even. However, when we are anxious or upset, we tend to breathe irregularly.
  25. Take a brisk walk. Exercise burns off the excess adrenaline that fuels feelings of anxiety and stress.
  26. Practice hospitality. Greet people with a smile; this will make others feel good and in turn, it will give you a deep sense of ease, calm, and peace.
  27. Just say no. You don't have to accept every project, every invitation to become involved, and every opportunity to attend a meeting.
  28. Walk in someone else's shoes. Try to see a conflict or difference of opinion from another person's point of view.
  29. Don't bring work problems home or home problems to work. When you pull into the driveway, take a minute to orient yourself to being with your family and entering your home.

Most of us aren't able to get rid of all the stress in our busy lives. However, by finding ways to cope with and reduce stress and keeping your life simple, you can begin to start sorting out what really matters in your life.


Family Briefing

One item that few of us remember is that our family will be affected by our experiences during emergencies. The easiest way to minimize adverse effects on our families is to ensure they understand before the event that we will need their help and understanding after major traumatical events we may be called upon to work.

A good source for information they can easily understand is the American Red Cross. They have extensive amounts of helpful information you can get. The most important information for your family is included here.

Specific things the family can do to help are:


Incident Command System


Incident Command System (ICS)

Latest update to ICS/NIMS information: 2/24/05

Disclaimer

The following description of the Incident Command System (ICS) is a summary for use by Amateur Radio operators working on ECom activities. This summary is -only- to provide Hams with basic a understanding of terminology and concepts associated with ICS and NOT to replace formal ICS training within your district.

Understand that the structure defined in this document is for large events. In smaller events, a subset of the full structure will likely be used.

NIMS

As of August 2004 there has been Presidential decree that ALL public service entities implement the National Incident Management System (NIMS) by 2005. In simplest terms NIMS is ICS carried to the Area Command level. It also explains how MACS fits within the NIMS/ICS environment.

The best way to learn about NIMS is to take the self study course at www.training.fema.gov/EMIWeb/IS/IS700.

This is strongly recommended for everyone.

The following are links from the web page noted above. The Facilitators Guide combines the self study material AND the PowerPoint presentation into one PDF for ease of study.

MACS

Multi-Agency Coordination System (MACS) operates between the ICS and NIMS, normally at the county level. The specific terminology you will need to understand are the Mode Numbers. Modes are numbered from one to four and have the following meanings.

  1. Mode One: Jurisdiction(s) having authority responds and handles the incident without requesting outside resources.
  2. Mode Two: Jurisdiction(s) having authority requests outside resources including mutual aid but retains incident command authority.
  3. Mode Three: Jurisdiction(s) having authority requests transfer of incident command management authority to the County EOC or to a unified command structure.
  4. Mode Four: County agency, or unified command requests that the incident management authority be transferred to the state or federal level.

ICS Overview

Incident Command System is a management tool designed to assist anyone who has the responsibility for the successful outcome of an incident. We will define an incident as any planned or unplanned occurrence or event, regardless of the cause, which requires action by emergency service personnel to prevent or minimize loss of life or damage to property and/or natural resources.

Emergency services professionals agree that too often there is considerable confusion in the operational performance at major incidents. On large structure fires, floods, forest fires, hazardous materials spills and tornados, the ability to manage the situation effectively seems to decrease in direct proportion to the number of agencies involved. Problems arise because of different operating procedures, terminology, and/or incompatible equipment. The problem is compounded when different types of agencies such as fire service, law enforcement, rescue groups, health departments, and forest services all become involved at one incident. When several levels of government add to the mix, the potential for confusion is critical.

It is not uncommon for each agency to have a very limited understanding of the procedures and terminology of the other agencies involved, yet the jurisdictions and authority at the scene may overlap extensively. Too often, the person in charge is unable to communicate a strategy or plan of action. As they arrive, the various agencies have difficulty determining their duties and where they fit into the management structure.


What does ICS do?

The Incident Command System (ICS) is a standardized method of managing emergency incidents. It is based on a common organizational structure, common terminology, and common operating procedures.

ICS will manage small, routine, daily incidents as well as the large, complex multi-jurisdictional disasters everyone dreads. ICS reduces confusion and uncertainty in the early phases of an incident, thereby increasing the efficiency and effectiveness of mutual aid while increasing safety. Within ICS, the transition from a routine incident to a major emergency is orderly and requires a minimum of adjustment for any agency. In its largest application, it may include several thousand people without compromising effective supervision.

ICS does not infringe on the daily routine, responsibilities or authority given each agency by statute. But, if a transfer of authority is necessary as conditions change, ICS smooths the transition since organizational structure and lines of authority are clearly defined. On-scene operations often need coordination from the affected governments. This support includes delegation (and definition) of authority to the Incident Commander, and planning/logistical support from all agencies involved. ICS compliments interagency planning and logistics through the Multi-Agency Coordinating System (MACS).


ICS Structure

The Incident Command System has two halves. These halves are interrelated and both are critical to the successful outcome of the incident.

  1. Management by Objectives
    Four essential steps used in every incident, regardless of the size or complexity are:
    1. Understand policy, procedures and statutes
    2. Establish incident objectives
    3. Select appropriate strategy
    4. Apply tactics most likely to accomplish objectives (assign correct resources and monitor results)
    The complexity of the incident will determine how formally the management by objectives portion will be handled. In a small, simple incident, the process can be handled by verbal communication between appropriate people. As the incident becomes more complex many of the differences in individual objectives will be resolved by documentation of the incident objectives. The ICS 201 document describes the process that allows this to happen in a systematic way.

  2. Organizational Structure
    The ICS structure begins with the Incident Commander (IC). The person designated IC is responsible for the management of the incident and starts the process by setting incident objectives. This person may do all functions without aid but will usually delegate responsibilities to others in the organization. The IC still has overall responsibility for the incident, regardless of duties delegated.

    It is common to have an incident cross-jurisdictional boundaries. Unified Command is the ICS process that allows the multiple jurisdictions to develop unified objectives and strategies for the incident. This is accomplished without any loss of authority, responsibility or accountability.

    Under Unified Command:

    1. There is one IC for any event. There is not an "IC for ........ and an IC for .........".
      There is ONE Incident Commander.
    2. The incident will be handled under a single coordinated Incident Action Plan (IAP).
    3. One operations Section Chief will have responsibility for implementing the Incident Action Plan (IAP).
    4. One Incident Command Post (ICP) will be established.

    As the IC fills positions in the organizational structure the positions will fall into five areas of management function:

    1. Command - The IC is responsible for all incident or event activity. The incident size/complexity will determine which other management functions will be filled. The command staff assists the IC and reports directly to the IC.

    2. Operations - Operations is responsible for directing the tactical actions to meet incident objectives. There is only one Operations Chief (if activated by the IC) per operational period but that position may have deputies as needed. The Operations Section commonly uses Branches, Divisions, Groups, Task Forces and Strike Teams to maintain unity, chain of command and span of control.

    3. Planning - Responsible for collection, evaluation and display of incident information. It also maintains status of resources, preparing the IAP and incident related documentation.

    4. Logistics - Is responsible for providing adequate services and support to meet all incident or event needs.

    5. Finance/Administration - Responsible for tracking incident related costs, personnel and equipment records and administering procurement contracts associated with the incident or event.

    Each of these functional areas can expand as needed into additional organizational units with further delegation of authority. As positions are filled, the radio designations are replaced with ICS position titles. The ICS organization at any time should reflect only what is required to meet planned tactical objectives. The size of the current organization and that of the next operational period is determined through the incident action planning process. A number of organizational elements may be activated in the various sections without activating sectional chiefs. Each activated element must have a person in charge of it. A single supervisor may initially be in charge of more than one unit. Elements that have been activated and are no longer needed should be deactivated to decrease organizational size.

    The greatest challenge for the IC is to maintain control of the resources and to keep open communication both up and down the organizational structure. The principles of Unity of Command, Chain of Command and Span of Control allow this to take place. These three principles are also critical for maintaining the safety of incident personnel.

    1. UNITY OF COMMAND means that every individual has one designated supervisor, knows who that person is and how to contact them.
    2. CHAIN OF COMMAND means that there is an orderly line of authority within the ranks of the organization with lower levels subordinate to and connected to higher levels. In most incidents, chain of command will consist of:
      • Command
      • Resource
      As incidents expand, the chain of command expands through an organizational structure that can consist of several layers. For example:
      • Command
      • Sections
      • Branches
      • Division/Group
      • Units
      • Resource
    3. SPAN OF CONTROL relates to the number of individuals one supervisor can effectively manage. In ICS the span of control for any supervisor falls in the range of three to seven, with five being considered optimal. Span of control is accomplished through timely use of delegations and good resource management.

Incident Documentation

INCIDENT ACTION PLAN (IAP) is to provide all incident supervisory personnel with direction for future actions. It may be written or verbal but written plans are preferred. It is important to use written IAPs when:

  1. Two or more jurisdictions are involved
  2. The incident will overlap major changes in personnel or go into a new operational period
  3. There is extensive or full activation of the ICS organization

COMMUNICATIONS PLAN can be very simple and given verbally or may be quite complex and form a portion of the written Incident Action Plan. Among other items it lists the frequencies to be used for the incident.


ICS Command Structure Outline

INCIDENT COMMANDER (IC)

    Reporting to the IC are:
  1. Command Staff
    1. Safety Officer
    2. Liaison Officer
    3. Public Information Officer
  2. Logistics Chief
    1. Service Branch
      1. Communications
        *** This is where Amateur Radio fits in ICS when there is need for the full ICS structure.***
        Understand then that each incident will be structured as needs dictate.
        As an ECom or RACES member, your job is to supplement Served Agency communications. Therefore we will be assigned where the Incident Commander (IC) needs us.
        The following is the breakdown for Communications. Please note: Not all of these positions will be filled in every incident.
        • Communications Unit Leader (ComL)
          • Communications Technician (ComTech)
            • Incident Communications Center Manager (INCM)
              • Radio Operator (Rado)
      2. Medical Unit
      3. Food Unit
    2. Support Branch
      1. Supply Unit
      2. Facilities Unit

  3. Operations Chief
    1. Staging Area Manager
      1. Fire
      2. Law Enforcement
      3. Emergency Medical Service
      4. Public Works
    2. Emergency Medical Service Branch
      1. Triage Group
      2. Treatment Group
      3. Transportation Group
    3. Fire Service Branch
      1. Suppression Group
      2. Rescue Group
      3. Rehabilitation Group
    4. Law Enforcement Branch
      1. Investigations Group
        1. Interviews
        2. Crime Scene
      2. Perimeter Group
        1. North
        2. East
        3. West
        4. South
      3. Search Division
        1. Team 1
        2. Team 2
        3. Team 3
        4. Tactical Response
    5. Public Works Branch
      1. Diking
      2. Debris Clearance / Street repairs
      3. Utilities, Electrical
      4. Utilities, Gas
      5. Utilities, Water
      6. Telephone

  4. Planning Chief
    1. Resources Unit
    2. Situation Unit
    3. Documentation Unit
    4. Demobilization Unit
    5. Technical Specialists

  5. Finance Chief
    1. Time Unit
    2. Procurement Unit
    3. Compensation Unit
    4. Cost Unit

Position Objectives

Each person within the ICS structure is charged with accomplishing specific tasks in support of the overall effort.
These tasks, for incident managers are:

INCIDENT COMMANDER - (IC)

  1. Assess the situation
  2. Establish incident objectives and overall plan
    1. For the first hour
    2. For hours two - eight
    3. For extended operations
  3. Fill necessary ICS functions
  4. Brief staff
  5. Monitor staff and revise plans as necessary
  6. Handle requests for additional resources and release resources

Incident Command System and Amateur Radio


The Incident Command System (ICS) was developed as a result of wildland fires in California in the 70's. Many agencies at the local, state and federal level were tasked with responding and providing some level of assistance to this type of incident, and it became painfully evident that differences in terminology and the lack of a unified command structure created confusion, and prevented a coordinated approach to managing the incident. A Federal/State/Local task force was created to develop a system for the management of these wildfires, and it expanded to include any incident. A few years later, ICS was formalized. Over the past two decades, it has been implemented throughout the US and Canada and today is the standard emergency response framework for managing incidents of any size.

The primary components of ICS are:

As Amateur Radio groups continue to work more closely with the different Public Service Agencies, they may be asked to function within the ICS structure. It is incumbent upon Amateur Radio leadership, and, to a lesser degree, all Amateur Radio operators to understand how Amateur Radio fits into ICS.

ICS does not seek to alter the way any unit (including Amateur Radio) performs its internal function. ICS does not dictate how the police does its policing, how firefighters fight fires, nor how Amateur Radio units accomplish their tasks. Existing Amateur Radio methods and procedures remain unchanged. ICS does provide an organization and reporting structure, with a clearly defined chain of command and span of control.

While the ICS structure might look a bit daunting at first, it should be noted that this structure allows for the management of any incident, regardless of size. All tasks may not be needed at every incident. ICS allows for the expansion of the organization as needs dictate, to maintain a span of control between 3 and 7 (optimal of 5) subordinates per supervisor.


Where we fit in ICS

We fit nowhere in the organization until asked. There is no position within the ICS for "walk-on" operators! If you wish to help in any event, contact your local ECom Emergency Coordinator or RACES Officer and volunteer with that person. DO NOT just show up to work!

The primary area of interest to Amateur Radio participants is the Logistics Section, Services Branch, Communication Unit. Typically, the primary contact at the served agency will notify the primary Amateur Radio leadership individual to advise the nature of the incident, and where to report. This may be a staging area, or to the Command Post area, usually to either the Logistics Section Chief, the Services Branch Director, or the Communications Unit Leader. One individual may be serving in all three capacities, so Amateur Radio operators serving at a command post need to understand the specific nature of the incident. The command post may be identified by a green light or a green flag. An Amateur Radio operator may be assigned to the Communications officer or they may be assigned as a Technical Specialist in another area.

Amateur Radio operators may be requested to perform non-ham radio activities and could conceivably be assigned anywhere. If an operator is assigned to a non-ham unit, operators need to comply with the directions of the unit supervisor, understand the mission and report actions back to that unit supervisor.

Amateur Radio groups deployed as units should be structured into groups of 3 to 5 hams under one Amateur Radio unit supervisor. For example: If a unit has 20 members, the leadership needs to break the unit down into 4 or 5 units. This could be based upon geography (where the units will be deployed), time of day (shifts), specific function (HQ unit, field unit 1, field unit 2, etc), or any other reasonable, manageable division of labor. Then, instead of one Amateur Radio leader needing to get status or provide direction to 20 members, the 1 leader interacts with 4, and those four with 3 to 5 each. This allows for a much quicker and more manageable method of communications and control. Smaller units are also able to be re-assigned and moved more quickly than large units, so the smaller units also allow Incident Command more flexibility in the utilization of overall resources.

Everyone MUST ensure that all assignments, delegation and hand-overs are done with explicit statement of intent and explicit statement of acceptance. The most likely problems will occur when duties are assigned/accepted implicitly.

If ALL assignment, delegation, handovers, acceptance etc. are explicit, the potential mis-understandings are minimized or eliminated. A good technique to ensure understanding is to repeat what you understand the order or instruction to be. This will expose errors before they can become a problem.

Amateur Radio leadership with the likelihood of serving in supervisory roles for an incident should familiarize themselves with the ICS structure, forms, methods and procedures. The 'higher up' the pyramid an individual Amateur Radio operator serves, the more important ICS training becomes. It would be mandatory for an Amateur Radio operator assigned to a served agency command post as the Amateur Radio liaison to be fully trained in the Incident Command System. Each ECom group within Michigan should have a cadre of individuals "fully trained" in ICS.

ICS training is provided by served agencies throughout the United States; check with your local OEM, Sheriff's Office, or Fire agency for local information.

In addition, ICS courses are available from the Federal Emergency Management Agency (FEMA) on the web at:

www.training.fema.gov/EMIWeb/IS/is195lst.asp and

www.training.fema.gov/EMIWeb/IS/IS700.

As previously mentioned, the methods and procedures used by Amateur Radio operators: use of nets, methods such as packet or ATV, and other training such as Damage Assessment, Fire (Red Card) or Fire Weather training-- are items that remain in place, in use, and unaffected by ICS-- except for the nature of how information is reported up the chain and how commands are given down the chain. Amateur Radio operators should continue to receive training in these areas-- and add ICS to the already valuable skills used to serve the public via Amateur Radio.



ICS Definitions

ICS Definitions will explain the terms and definitions used within ICS that are most relevant to ECom.
ICS Glossary are the definitions of many other ICS terms that should help minimize confusion.

Copyright © W0IPL, March 2005 (Used with permission).